By: Captain Al Haynes
Includes 8 graphics, placed approximately where they appeared in the article.
Select the individual link to view. They are placed in separate links so
the article will load quickly.
The aircraft's Captain explains how luck,
communications, preparation, execution and co-operation helped a flight crew
to deal with a major emergency in the air.
At 1516 hours on 19 July 1989, the author was
Captain of United Flight 232, a McDonnell Douglas DC-10-10. While cruising
at 37,000 feet, the aircraft suffered a catastrophic engine failure. The
uncontained disintegration of the number two engine's fan rotor caused the
loss of all three of the aircraft's redundant hydraulic flight control systems
and made the aircraft almost uncontrollable.
Captain Haynes and his crew, augmented by a DC-10
instructor pilot who was aboard as a passenger, were able to navigate to
the municipal airport at Sioux City, Iowa, U.S., where the aircraft was
crash-landed approximately 45 minutes after the hydraulic failure. Of the
285 passengers and 11 crew members aboard, 174 passengers and 10 crew members
That the aircraft was controlled at all and that
there were any survivors in these unusual circumstances was recognised by
the industry as an example of extraordinary airmanship by the crew. Among
many other accolades, Captain Haynes and his crew were awarded the Flight
Safety Foundation President's Special Commendation for Extraordinary
Professionalism and Valour during the Foundation's 42nd International Air
Safety Seminar in Athens, Greece, during November 1989, the first formal
international recognition of their accomplishment.
Captain Haynes subsequently combined his reflections
on what happened during the ordeal with extracts from a paper on the Sioux
City area's response to the disaster by Michael T. Charles, Ph.D. The following
is a description of what he considers to be the five primary factors involved
in making it possible to cope with a major in-flight emergency such as the
one-chance-in-a-billion loss of all flight controls.
Inspection History of
Accident Fan Disk
FACTOR NUMBER ONE IS CALLED LUCK
There are five very important factors that contributed
to the degree of success that occurred during the events that led to our
landing at Sioux Gateway Airport: luck, communications, preparation, execution
and co-operation. The occurrence of good fortune may have differing connotations
according to individual personal beliefs, but for this discussion we will
call it luck. You could say we had bad luck in the form of an occurrence
that, according to all the odds, could not be expected ever to happen. But
we also had good luck, in that we were left with a chance to survive.
For instance, how did we get the aircraft to Sioux
City to begin with, after the six-foot diameter fan on the number two engine
(the centre engine located on the vertical tail) failed? In less than one
revolution, it instantaneously sprayed fan blades and pieces out through
the right side of the engine housing, cutting a large gash in the forward
edge of the horizontal stabiliser, separating a 12 by 10 foot cone section
of the tail and peppering the horizontal stabiliser with more than 70 pieces
The hydraulic lines of one of the three systems
were torn out with the accessory section of the failed engine and the shrapnel
from the disintegrated fan instantly severed the hydraulic lines of the remaining
systems. The staggering import of that instantaneous and absolute occurrence
can be better realised by an understanding of the workings of the flight
control system on the DC-10.
THE HYDRAULIC LINES OF ONE SYSTEM WERE TORN
OUT. SHRAPNEL SEVERED THE HYDRAULIC LINES OF THE OTHER SYSTEMS
In company with the Lockheed L101 1, Boeing 747,
some military aircraft and others that are coming along, the DC-10 does not
have cables running between the pilot's control column and the control surfaces
that, in jumbo jets, can involve extreme distances. Long cables can develop
slack, can bind and require considerable attention to lubrication and
maintenance. This older technology is being replaced by electrical/ electronic
and hydraulic connections between the pilots' controls and the flight surface
The cables from the control columns in the DC-10
lead only a short distance to the hydraulic controls that actuate the control
surfaces through hydraulic piping that leads to actuators at each control
in the wings and tail. There is no provision for manual operation of the
flight controls. This is because of the triple redundancy afforded by the
three independent and continuously operating hydraulic systems. These systems
are intended to provide power for full operation and control of the aircraft
in case one, or even two, of the hydraulic systems fail.
A catastrophic failure of all three systems was
considered by designers to be almost infinitely remote; we had enough redundancy
in the system to feel that this was not going to happen. I was told one time
that if I have odds of ten to the ninth power against something happening,
this is a one-in-a-billion chance. And that is what the designers said was
the case here. In the DC-10, the three hydraulic systems are not connected,
so far as the fluid is concerned, so if the fluid is lost from one system,
it will not be lost from the other two. The systems are connected mechanically
through an electric pump so that if the pressure in one system is lost, the
pressure in another system will immediately start a motor that will drive
a pump in the failed system and the three systems will be restored to
All of the separate hydraulic lines are routed
to different control surfaces, which themselves are split for actuation by
different hydraulic systems for even further redundancy. Hydraulic system
number one operates some sections of the major controls such as ailerons,
rudder, elevator and flaps; system two runs other sections of the same control
surfaces; and system three adds further back-up. So in the event of reduction
to one hydraulic control system, the pilot can still control the aircraft.
If all else fails, there is an air-driven generator that is extended from
the underside of the aircraft to drive one of the emergency hydraulic pump
motors in the tail. So, everyone was confident that the complete loss of
all flight controls was impossible.
Planform of Horizontal
Stabiliser Hydraulic System Damage
EVERYONE WAS CONFIDENT THAT THE COMPLETE LOSS
OF ALL FLIGHT CONTROLS WAS IMPOSSIBLE
But on 19 July 1989, Murphy's Law caught up with
the airline industry and our aircraft lost all three hydraulic systems. That
left us at 37,000 feet with no ailerons to control roll, no rudders to
co-ordinate a turn, no elevators to control pitch, no leading edge devices
to help us slow down for landing, no trailing edge flaps to be used in landing,
no spoilers on the wings to slow us down in flight or to help braking on
the ground, no nosewheel steering and no brakes. That did not leave us a
great deal to work with.
What we did have was control of the number one
throttle and number three throttle, so by adding thrust on one side and reducing
thrust on another we could force the aircraft in a skid to turn one way or
another. Our biggest problem was pitch control. With no pitch control, and
just the slight amount of substitute steering capability we had, it is a
wonder to me that we ever got the aircraft on the ground, and I attribute
that to a great deal of luck. The things that we happened to try that day
(not having any idea of what would result because this situation had not
been expected or practiced for) happened to be the right things, and they
happened to work. So luck played a very big part in even getting the aircraft
The second lucky thing was the location. We could
have been halfway to Honolulu, or over the middle of the Rocky Mountains,
or we could have been taking off right over a city. But as it was, we were
over the reasonably flat lands of Iowa, which gave us a little bit of confidence
in our minds about survival. I had serious doubts about making the airport
at times, but the four of us in the cockpit did have some feeling that if
we could just get the aircraft on the ground, because of the flat farmland
below, we could expect survivors. It helped to have that idea in the back
of our minds as we were trying to fight this problem.
Luck with the weather was another important factor.
If you have ever flown over the U.S. Midwest in July, you know there is usually
a line of thunderstorms that runs from the Canadian border down to Texas,
and it would have been absolutely impossible with marginal control of the
aircraft to get through a thunderstorm safely. As a matter of fact, one year
to the day later, when we were in Sioux City for a memorial service for those
on Flight 232 who did not survive, there was a huge thunderstorm directly
overhead; had that storm been there the day of the accident, there was no
way we could have got the aircraft in to the airport at all. So the favourable
weather was very important.
IT WAS JUST AN UNBELIEVABLE AMOUNT OF LUCK
THAT HELPED US TO GET THE AIRPLANE THERE
The time of day that our engine failure occurred
was another very lucky circumstance. Almost four o'clock in the afternoon,
it was approaching shift change at Marion Health Centre and St Luke's Hospital
and all the other emergency services around the Siouxland area (Sioux City
and surround communities). By the time we did arrive in Sioux City, our plight
having been reported, the morning shifts were being kept on and the day shifts
were just going on duty, so both hospitals were double-staffed. Furthermore,
there were so many volunteers from the various emergency units and health
clinics around the area that the hospitals had to turn some of them
And, as a final piece of luck, it was the only
day of the month when the 1 85th Iowa Air National Guard was on duty, and
there were 285 trained National Guard personnel standing by waiting for us
when we got to Sioux City. So, taking all of those things into account, it
is clear that there was just an unbelievable amount of luck involved in our
getting the aircraft there, in our having available the level of help that
there was, and in our having the survival rate that we did have.
FACTOR NUMBER TWO IS COMMUNICATIONS
A second big factor in our favour that day was
communications, which played another very important part in our having the
survival rate that we did have. It started in the cockpit with communications
to air traffic control in Minneapolis Centre and then with Sioux City approach
control and control tower.
Communications within the cockpit intensified
as soon as we realised that we were in very serious trouble. I turned to
our Second Officer Dudley Dvorak, and said, Dudley, get in touch with San
Francisco aero maintenance (SAM) and see if there is any way they can help
us, in case they know something we don't. We had run out of ideas in about
20 seconds, and we needed some help. Dudley got on the radio and spent the
entire time communicating with our SAM facility that had a group of experts
who were immediately brought in. They got on the computers and checked through
the log books to see if there was any information they could find that could
help us. As it turned out, of course, there was nothing they could do to
However, the communication that was established
with SAM had the secondary benefit of enabling our dispatch centre in Chicago
to find out where we were and what we were going to do. We certainly did
not have time to call them separately, as well as SAM and ATC to tell them
what was going on, so they monitored what Dudley was saying to SAM. Therefore,
the personnel in our Chicago flight centre were so prepared for us to go
to Sioux City that they pulled an aircraft out of a hangar in Chicago, loaded
it with emergency supplies and people, flew it to Sioux City, and some of
our staff were in the hospital before I was admitted to my room. That is
how quickly they responded. And it was done through communications, good
positive communications on Dudley's part.
Kevin Bauchman, who happened to be on the radar
console at Sioux City Approach Control at the time, became our primary contact
with ATC services after we were handed off from the centre. He was backed
up by a team of five controllers in the Sioux Gateway Airport control tower,
co-located with the approach control, who worked together to co-ordinate
the many aspects involved in preparing for the arrival of our aircraft.
Alta Debris Field-Buena
BAUCHMAN'S CALM AND STEADY VOICE HELPED US
TO REMAIN COMPOSED
If you have a serious problem like we did, and
you need the kind of help that does not add to the tension level, a voice
like Bauchman's, as calm and as steady as he was, certainly was an influence
on us and helped us remain composed. The only time that Kevin's voice ever
cracked was when he found out that we were in position to land on runway
22 instead of runway 31 and he had emergency equipment sitting in the middle
of our intended landing area and only had two minutes to get it out of the
way before we arrived. He raised his voice just slightly and then fell right
back into his calm, soothing, here-it-is voice. When I had the opportunity
later to compliment Bauchman on his coolness throughout the tense situation,
he told me, to my surprise, that he had transferred to Sioux City because
he found his previous duty station too stressful.
Meanwhile, extensive communications were going
on between the emergency response dispatcher and the individual ground units.
They worked extremely well together. We heard controller Bauchman tell us,
"We have equipment standing by at the airport and we also have them out in
your direction". When we reported that we may not make it to the airport,
emergency dispatchers actually called local communities in the area we were
flying over and had them dispatch emergency vehicles out to the highways
to find us and follow us, and if we landed out there somewhere to be as close
as they could possibly be. This was good, very good communications.
The communications between the cockpit and the
cabin crew were good, as good as they could be, considering the intense workload
in the cockpit that precluded extensive contact with the cabin crew. And
the communications between our flight attendants and their passengers were
good all the way around - a very important factor.
Ground Track from Radar
PREPARATION IS THE THIRD FACTOR
How do you prepare for something like this? I
gave a talk to a safety council in Alaska and it had been entitled "Crisis
in The Air, Are You Ready?" My answer to that was "No. You are never ready.
You can be prepared, but you are never ready". Preparation, therefore, is
very important, and how did everybody prepare?
Let us start with the emergency response group
in Sioux City. In 1987, they had a disaster drill; they are required to have
one every three years, I believe. This is a live drill, and once every year,
in between the live drills, there is an informal "paper" drill. During the
live drill in 1987, the organisers pretended that a wide-body aircraft that
does not serve Sioux City crashed on the airport's closed runway. The "wreckage"
was off to one side of the airport so that it would not really interrupt
the operations of the airport, and rescue personnel had 150 survivors to
work with. The Director of Emergency Services, Gary Brown, was not completely
satisfied with the drill, however; he thought it needed improvement. He made
the necessary changes and began to reorganise the plan just a little bit.
Brown brought in more services, and involved more communities in the general
area in a mutual aid programme.
I have seen pictures in magazines where a fire
truck is sitting on a county border while the house across the street burns
because the communities do not have a mutual aid programme. We did not have
that problem in Sioux City. No one cared whether they had mutual aid or not.
The emergency dispatchers called a community and said, "this airplane is
coming in and may not make it - get your equipment out and go there". They
went out. And that was part of the Sioux City disaster plan, which had some
flexibility so that they could use the surrounding communities. And, the
communities' representatives sat in on the planning meetings.
One very important health group was also brought
in to the planning meetings that heretofore had not been brought in very
much the post traumatic stress unit. Prior to my emergency, I did not pay
much attention to the subject of post traumatic stress which Vietnam, Korean
War and World War II veterans experienced. I certainly do now - it is a very,
very serious problem. The after-the-fact stress of a trauma is going to occur;
it can rear its ugly head any day, and in this particular case in Sioux City
the response group brought in the post trauma unit right away, so its personnel
could begin their operations at the scene of the accident.
So the preparation effort by Sioux Gateway Airport
and the surrounding communities was to get a plan, keep it ready and come
back for another look to see if it needed changing. The organisers updated
it constantly, they rehearsed it, and they drilled it, they went through
it at all their meetings to see that they were properly prepared.
Preparation also was an important factor for the
members of the cabin crew of Flight 232. Their preparation was done through
recurrent training every year, where they are taught to inform passengers
how to prepare for an emergency landing. To be thrust into an actual emergency
situation with disastrous implications was a great shock to all eight of
the flight attendants (nine, actually, because one who was dead-heading helped
out). They had been practicing this procedure during their entire time in
service from one month for our most junior flight attendant to somewhere
between 15 to 20 years for the most senior one, but they never dreamed they
would ever have to do it. Through proper preparation by our training centre,
which I am very confident is also practiced by other carriers, they were
able to do what they had to do.
TRAIN THE OTHER FLIGHT CREW MEMBERS TO RESPOND
IN SUCH A WAY THAT THE CAPTAIN WILL CONSIDER THEIR ADVICE AND UTILISE THEIR
And then you come to us - how does the cockpit
crew prepare for a situation like this? Well, there is no training on earth
that can prepare you to do this. This is something that conventional wisdom
said could not happen, would never happen, and therefore there was no procedure
in the book for doing it; so preparation in that respect was not possible.
But through the constant recurrent training that we accomplish every year,
practicing in the simulator types of emergencies that we can expect, we were
supplied with some clue as to how to start. I am firmly convinced that the
best preparation we had is a programme that United Airlines started in 1980
called Command Leadership Resource Management (CLRM) training. It is now
referred to as Cockpit Resource Management (CRM).
The CRM training programme was instituted following
a couple of accidents that debunked the old axiom which states that what
the Captain says is law and implies that he is omnipotent. When the Captain
does not know how to resolve a situation, why should he be the only one involved
in the problem-solving effort? During the development of this training programme,
we found that there is a lot of experience sitting in the other two seats,
so why not use it? Why not train the other flight crew members to respond
in such a way that the Captain will consider their advice and utilise their
This programme was started as a kind of a game.
Three chairs were arranged in a room, one each for the Captain, the Co-pilot
and the Second Officer. A scenario was given to the crew members for them
to follow. In a training session I participated in, I played the part of
the Co-pilot and I was to be the only one with any sense. The Captain was
what we call a demigod, he played the part of the autocrat who said, "If
I say we're going, we're going", and his intention was to take-off into a
thunderstorm. My job, according to the script, was to keep him from doing
it any way I could. The Second Officer was to act like a wimp. He did not
care what the Captain did; he would go along with it.
We all played our parts well. The Captain was
a complete tyrant. We did not like him, and I really almost did hate him
by the time we completed the exercise. But what we did, was work together
to try and find a way to stop the Captain from putting the aircraft and its
occupants into an unsafe situation. It reached the point where the only way
I could stop him from taking off was to just stand on the brakes. Now, it
is very difficult to make an aircraft take-off while the Co-pilot is sitting
on the brakes, and the goal of the exercise was attained. Thus, we focussed
on the main point of the CRM training programme, which is that it teaches
the crew to work together. It showed that we could have resolved this problem
much more amicably and efficiently among the three of us if we had all applied
the principles of CRM.
A LOT OF HELP IS AVAILABLE TO PILOTS. ALL YOU
HAVE TO DO IS ASK FOR IT AND USE IT WHEN YOU GET IT
I am firmly convinced that CRM played a very important
part in our being able to land at Sioux City with any chance of survival.
I also believe that its principles apply no matter how many crew members
are in the cockpit. Those who fly single-pilot aircraft sometimes ask, "How
does CRM affect me if I fly by myself?" Well, CRM does not imply just the
use of other resources available in the cockpit - it is an "everybody resource".
To these pilots I say that there are all sorts of resources available to
them. Ask an astronaut if he thinks he got to the moon by himself. I don't
think he did - he had a great deal of help.
All pilots have a lot of help available to them;
all you have to do is ask for it and use it when you get it. What would we
on Flight 232 have done without Kevin Bauchman, the ATC controller who did
so much to get us to the Sioux City airport? The DME (distance measuring
equipment) at the Sioux City VOR navigational transmitter was not working
that day, and we had no idea how far we were from the station. By informing
him of our situation and asking him for help, he kept us constantly informed
as to where we were, and using the height information from our altimeters,
we were able to get to Sioux City. The bottom line for pilots is that you
have resources available to you. Use them as team members - you are not alone
up there. If you do have a Co-pilot, listen to her or to him. They are sure
to have some advice for you. There were 103 years of flying experience in
that cockpit when we faced our end and they came through to help - but not
one minute of those 103 years had been spent operating an aircraft the way
we were trying to fly it. If we had not worked together, with everybody coming
up with ideas and discussing what we should do next and how we were going
to do it, I do not think we would have made it to Sioux City.
EXECUTION COMES NEXT
Let us now consider execution. How did everyone
accomplish what he was trying to do during the emergency over Iowa? We will
begin with the cockpit crew. When the engine blew, William R. Records, the
First Officer, was flying the aircraft in the Co-pilot's position. It was
his leg, and the aircraft was on autopilot. Bill had about 26 years of flying
experience with National, Pan Am and United.
The rest of the flight crew members were sitting
there, on this beautiful day after lunch, having a cup of coffee, watching
the world go by, when without any warning whatsoever there was a very loud
explosion. At first, I thought it was a decompression. It was that loud and
that sudden. But there was no rush of air, no change of pressure and no
condensation of the air in the aircraft. So I had to figure it was something
else. I saw Bill immediately grab the control yoke and the red warning lights
illuminate for the autopilot. He had cut the autopilot off, I thought, and
I assumed that he was taking over manual control of the aircraft. Now, I
thought, we have taken care of step one in any emergency and that is that
someone flies the aircraft. We have had a number of accidents in commercial
aviation because everybody was working on the problem which sometimes is
not a big problem in the first place, and no one is flying the aircraft.
So step one, in any training centre, is that somebody flies the aircraft.
That is a little difficult if you are going to be by yourself. But that is
still the first thing you have to do: fly the aircraft.
THE SECOND OFFICER SAID, "CLOSE THE THROTTLE".
BUT THE THROTTLE WOULD NOT CLOSE
I thought next, now that Bill is flying the aircraft,
I can divert my attention to Dudley - Second Officer Dudley J. Dvorak - and
we can shut the engine down which is our job. So he and I determined that
the number two engine had failed, and at the time we thought that was all
that was wrong. I called for the checklist and Dudley got out his book, laid
it on the console, and read the first item of the engine shut-down procedure.
He said, "Close the throttle". But the throttle would not close. Now, I have
never shut a jet engine down before in flight, because they have become so
reliable. This was my first experience of losing an engine in flight on a
jet aircraft. In a simulator, you pull the throttle back and it goes back.
This throttle would not go back. That was the first indication that we had
something more than a simple engine failure. Number two item on the checklist
was to close off the fuel supply to the engine. The fuel lever would not
move - it was binding. About this time, Dudley said to actuate the firewall
shut-off valve. I did that, and the fuel supply to number two engine was
finally shut off.
By then, we were about 14 seconds into the episode,
and Bill said to me, "Al, I can't control the airplane". My focus quickly
changed from the engine controls to the Co-pilot. The first thing I noticed
as I swung around was that Bill had applied full left aileron, something
that you would never see in the air, much less at 35,000 feet. Further, he
had the control column completely back in his lap; calling for full up-elevator.
That is something else you would never expect to see in flight. But what
really caught my eye was that with the control yoke in this condition, the
aircraft was in a descending right turn and at increasing angle.
Sioux Gateway Airport
and Wreckage of UA Flight 232
Airport and touchdown details.
WE TRIED SOMETHING THAT WE DID NOT KNOW WHAT
TO EXPECT FROM AND WE DISCOVERED THAT IT WORKED
With all those pilots on board, I then said the
dumbest thing I ever said in my life: "I've got it". Well, I took control
of the aircraft, but I surely did not know what I was going to do with it.
Bill was absolutely right - the aircraft was not responding to the control
inputs. As the aircraft reached about 38 degrees of bank on its way toward
rolling over on its back, we slammed the number one (left) throttle closed
and firewalled the number three throttle - and the right wing slowly came
back up. I have been asked how we thought to do that; I do not have the foggiest
idea. There was nothing left to do, I guess, but it worked. There is another
instance where I talk about luck; we tried something that we did not know
what to expect from and we discovered that it worked.
For the next few minutes we were trying to fly
the aircraft with the yoke and it took both pilots to do it. One person could
not handle the yoke by himself because the pressures on it were too great.
We both had to do it. At the same time and trying not to let go of the yoke,
we had to work our hands around the frozen number two throttle and make a
number of quick adjustments to the number one and number three throttles
to help control the aircraft. We had to close one, open one; open one, close
one. We did this for a while and, in the meantime, Dudley was on the radio
trying to get us some help.
After about 15 minutes of this, and talking to
the ATC centre and getting directions to Sioux City, we were advised that
Captain Dennis E. Fitch an instructor pilot for the DC-10 - was a passenger
in our aircraft. Considering the aura that surrounds flight instructors we,
naturally, invited him to the flight deck. Maybe he knew more about the systems
than we did and could help us out of our dilemma. He arrived, took one look
at the instrument panel and that was it that was the end of his knowledge,
too. He also had not faced this situation before.
I asked Fitch if he would go back into the cabin
and look at the controls. He came back and said, "The controls aren't moving,
how can I help now?" We were still struggling with the yoke and the throttles
at the same time, and once again, out of the blue came a decision, "Take
the throttles and operate them in response to our commands. Take one throttle
lever in each hand - you can do it much smoother than we can and see if we
can't smooth this thing out and get a little better control of the airplane".
For the next 30 minutes, that is how we operated. And working together like
that is how we flew the aircraft to Sioux city's Gateway Airport.
In the meantime, we began to realise that we had
to work up some kind of a system if we were to be able to get the aircraft
to Sioux City airport. We took the formula normally used during descents
in a DC-10: for every thousand feet you descend, you will travel three miles.
Using that formula as a guide, because we certainly were unable to maintain
a consistent rate of descent, we began a series of right turns because the
aircraft wanted to turn right all the time. That was one of the other little
problems we had, the fact that we could not keep power the same on both good
engines. If we ever allowed the throttles to remain at equal power settings,
the aircraft would roll over, so we could not close or open them both at
the same time.
ATTEMPTS TO CONTROL THE PHUGOIDS BECAME A DELICATE
To add to our problems, as if we did not have
enough of them, there were the phugoids. These are longitudinal oscillations
that are induced when an aircraft is displaced longitudinally from a stable
and level flight condition. Generally, they are supposed to dampen themselves
out after a few nose-up and nose-down cycles if the aircraft is trimmed and
power setting is constant. However, in our case with continuing wide variations
in the power settings of the two remaining engines that are mounted below
the centre of gravity and with no power from the engine mounted above it,
the phugoids, induced by the loss of number two engine power and the initial
dive and roll of the aircraft, never became completely controllable. We did
our best to minimise them while trying to keep the aircraft right side up
and trying to navigate to the airport.
Attempts to control the phugoids became a delicate
balancing act. In an aircraft that is trimmed to fly in level flight, if
you should push the nose down a little bit, it picks up airspeed, but it
wants to fly at the speed it was trimmed for, so it will seek its trim speed
all by itself. When you release the nose-down pressure the aircraft will
come back up, overshoot the airspeed, slow down and the nose will lower again.
After a few repetitions, it will level off and fly right where it was before
Our aircraft was trimmed for 270 knot cruise flight
before the engine failed, and this is the trim speed it sought to return
to for level flight, regardless of the fact that the top-mounted engine was
producing no thrust (which would have tended to add a slight nose-down influence)
and we were often adding large amounts of thrust in the two engines that,
mounted beneath the wings, tended to raise the nose. Each phugoid oscillation
took between 40 and 60 seconds, so the aircraft was not really behaving
erratically, it was fairly steady as far as the passengers were
THE HARDEST PART IS WHEN THE NOSE STARTS TO
RISE AND THE AIRSPEED STARTS TO FALL, AND YOU HAVE TO CLOSE THE
However, the technique to dampen out the phugoids
is to react just the opposite of what you think is normal. When the nose
starts down and the airspeed starts to build up, you have to add power, because
you want the pitch-up tendency created by the two, underwing-mounted engines
to bring up the nose; but the hardest part is when the nose starts up and
the airspeed starts to fall, you have to close the throttles, and that's
not very easy to accept doing.
Adding to the problem, when we needed to add power
or to close the throttles for phugoid control, it was necessary also to add
or take away power on either side to keep the aircraft from going over on
its back. As a result, we could never eliminate the phugoids, and they went
on for 41 minutes.
At one point, Fitch traded seats with Dvorak about
the time we were ready to land. I said "Let's get ready for landing. Denny
[Fitch], you sit here and strap yourself in". Then, Dvorak swung around into
a position where he could reach the throttles, and began to manipulate them.
Fitch had been handling the throttles for about 20 minutes and he had a feel
for what it took to give us what we needed. Dvorak, of course, did not have
the benefit of that practice. He responded according to our calls such as
"we need a wing up", "need to add power", and Fitch was adding adjustment
commands like "you need a little more", "that's not enough", or "we need
a little less turn", "you need a little more turn".
It soon became obvious that, although Dvorak was
the regular crew member of the two, Fitch had developed a level of expertise
at this entirely new skill. In another instance that illustrated the benefits
of CRM, at Dvorak's suggestion, we decided it was better that Fitch sit by
the throttle controls because he had been doing it. Dvorak got up and gave
Fitch his seat and Dvorak took the seat behind me, the jump seat. That is
why the deadheading Captain was sitting in the Second Officer's seat when
Bauchman was vectoring us for runway 31 and when
we got down to about 3500 feet and saw a runway straight in front of us,
we could not believe it. We were shocked. There was a runway and that was
what we were going to land on. That is when the controller lost his cool
a little bit, because it was not the runway he expected us to line up with.
He had about three fire trucks sitting on runway 22 and we were lined up
to land there.
AS THE AIRCRAFT CAME OVER THE TREES IT BEGAN
ONE OF ITS DOWN PHUGOIDS
Unfortunately, just as the aircraft came over
the trees as we approached the airport, the aircraft began one of its down
phugoids. We were about 300 feet in the air and the DC-10 decided that it
was going to start down - the nose went down, the rate of descent increased,
the airspeed increased, and we hit the ground.
We first touched down on the right main gear,
the right wing tip and the number three engine. The nosewheel made contact
just about simultaneously, and then the left main gear was slammed into the
As we hit the ground, the tail broke off. The
right wingtip also broke off spilling fuel on the ground causing a fire as
we slid along on the runway. At this point, the left wing began to fly again,
I think, and it came up. With no weight in the tail, the tail came up and
the aircraft bounced on its nose three times. We became airborne again, came
back down, and fortunately for the four of us flight crew members, the cockpit
broke off from the fuselage. It was unfortunate for most of the first class
passengers, because their then exposed section of the fuselage bore the brunt
of the damage. The aircraft came to rest in a field to the right of the
Where we had first touched down, the right main
landing gear gouged an 1 8-inch hole through the 1 2-inch thick concrete
of the runway. The reason for such force is that the airspeed for a normal
touchdown in a DC-10 is 140 knots - because of our phugoids we were doing
215 knots. Also, the normal rate of descent at touchdown is about 300 feet
a minute. Our rate of descent at touchdown was 1854 feet a minute.
Further, in any kind of aircraft, it is expected
that the aircraft will travel straight along the runway after landing. Without
flight controls, we had no way to crab or to otherwise correct a drift, plus
we had a quartering tailwind that gave us an additional 10 knots of
The Siouxland response programme was fantastic.
Emergency personnel did exactly what they had been trained to do and exactly
what they had practiced during the emergency preparedness drill. We put the
same kind of aircraft, a DC-10, on the exact runway, in the exact spot that
they had used for their drill. The only measurable difference was that we
gave them about 200 survivors instead of the 150 they had had during the
simulation. But by having practiced the drill, they were able to act
The execution of their duties by personnel at
Marion Health Centre and St Luke's Hospital was outstanding, due in large
part because they were staffed by double shifts. They also were able to do
a lot of improvising on the original plan. With extra doctors available,
the medical director of Marion Health Centre said, "Let's try something".
He set up separate medical groups to meet individual ambulances, each with
a doctor, a nurse and a medical technician.
Seating and Injury
EMERGENCY PERSONNEL DID EXACTLY WHAT THEY HAD
BEEN TRAINED TO DO
As an ambulance drove up and a patient was removed
from it, the next available group went with the patient into the emergency
room; and they stayed with the patient until he or she was admitted to the
hospital or discharged. That is just the way I met my doctor; he was next
in line when my ambulance drove up. There were all kinds of doctors there,
it did not matter what their specialities were. This efficient and intensive
level of care is one of the reasons why so many of those who made it to the
hospital survived, and did not succumb while they were in the hospital.
THE FINAL STEP IS CO-OPERATION
The fifth and final item is co-operation. The
excellent co-operation in the cockpit has already been mentioned, but we
also benefited from tremendous co-operation between the cabin and the cockpit
crew, especially considering that we did not have a lot of time to talk to
them. Fortunately, for us, the senior flight attendant, Janice T. Brown,
was very experienced and rose to the occasion. She mentioned later that when
I had called her to the flight deck the first time, she recognised immediately,
as she opened the cockpit door, that we had a major emergency. Another flight
attendant, Virginia A. Murray, who came up a little later, also took one
look into the cockpit and knew we were in very serious trouble. A lot of
communication was not necessary to achieve the level of co-operation we needed;
it happened, to a large extent, spontaneously.
For something that you have practiced for but
never are called upon to do, I was very pleased, rather than surprised, that
the whole effort worked as well as it did. We crew members talked later about
what ATC did what the National Guard did and about the co-operation from
Marion and St Luke. We realised the benefit of advance notice to emergency
services. We had announced the nature of our emergency early, and once we
made the decision to head for Sioux City, the leaders of the response group
were given about 25 minutes' notice that we were going to crash.
Knowing beforehand how real was the danger of
a serious accident, the emergency services implemented the disaster plan
at the "alert 3" level, which means an aircraft has crashed. What that did
was implement the plan to deal with an aircraft that "has already crashed".
In fact, as soon as that alert was broadcast, another radio call for additional
help went to Des Moines where an aircraft from another Air National Guard
unit was loaded with emergency medical supplies for Sioux City. With the
advance notice, that aircraft was dispatched just about the time we crashed.
That extra time that the emergency services had was a great advantage to
them and the crash survivors.
THE EMERGENCY SERVICES IMPLEMENTED THE DISASTER
PLAN AT THE LEVEL WHICH MEANS AN AIRCRAFT HAS ALREADY CRASHED
However, the 25 minutes' notice also gave the
press time to reserve all the hotel rooms in Sioux City so that there were
few lodgings left for the surviving passengers and their families who already
were rushing in to town; they began to arrive very quickly as the news of
the accident was broadcast. One of the doctors at St Luke's looked up on
the hill at Briar Cliff College and, noting that it was closed for the summer
except for a skeleton crew, suggested its dormitories might be used. Emergency
services called Sister Margaret Wicks at the college and asked for her help.
By nightfall she had 250 people staying in the school's dormitories. That
was just another instance of co-operation.
The general public of Siouxland responded with
a tremendous outpouring of support and help. For instance, 400 people showed
up spontaneously to give blood with no call for donors having been sent out;
they just arrived because they figured it would be needed. Some actually
had to be turned away. Our Company, United Airlines, was a great help not
only to us crew members, but to the surviving passengers even though only
six staff members were on duty at the time - Sioux City is a very small station
for United. The Company brought ticket agents, passenger agents, reservation
clerks and others from other locations. It took them right out of their jobs,
put them on aircraft and flew them to Sioux City. By the next morning, there
was at least one Company employee present for every passenger's family, including
both survivors and non-survivors, to help them and to talk with them.
The help we received from our unions, the Association
of Flight Attendants (AFA) and the Air Line Pilots Association (ALPA) was
also of great benefit. A representative was in the hospital before I got
to my room and a guard was at the door where crew members were accommodated,
so that we would not be invaded by the news media. The guard stayed there
24 hours a day for the five days I was there. We were not interviewed until
we were out of shock and ready to be interviewed, which was very important
- anything we said before the shock wore off would have been useless, and
possibly misleading, anyway.
The co-operation of passengers and family is
important, also. Imagine being a passenger on an aircraft and being informed
that you are going to experience the hardest landing you have ever had in
your life; and when I made that announcement, I did not realise what an
understatement that was. But I warned them ahead of time that it was going
to be rough, to listen to the flight attendants and to assume the best brace
position they could for their own safety. They went through a horrendous
crash, a tremendous tumbling that was so bad that they could not control
their arms and legs which flailed about with such force that they could not
maintain the brace position. Fortunately, they were restrained by their seat
A HORRENDOUS CRASH, A TREMENDOUS TUMBLING THE
PASSENGERS COULD NOT CONTROL THEIR ARMS AND LEGS, WHICH FLAILED
The passengers ended up upside down because the
fuselage was on its back, with smoke, fire and debris all around. When they
finally got out of the aircraft, they found themselves standing in a corn
field, surrounded by corn eight feet high. I cannot imagine what they must
have felt like. But they stayed calm and they helped each other. One of the
survivors started climbing out of the aircraft and heard a baby crying; he
went back inside, found the baby in an overhead bin where she had been tossed,
took her out of the aircraft and brought her to her family that had been
driven out by the thick smoke. This type of thing occurred in a number of
instances - passengers were helping each other and the flight attendants
were continuing to carry out their duties even though they were victims as
The last group that is so important is family,
my family and the families of the rest of the crew and the passengers, that
is, those who were not directly involved in the accident but who provided
comfort and support afterwards. Many of them travelled to Sioux City to be
there; all of them shared in some part the lasting scars of the experience
with loved ones who, although fortunate to have survived, had physical or
mental trauma that lasted for extended periods.
Post traumatic stress deserves mention. I had
a number of people tell me several days after the accident that they were
going to call me to see how I was doing, but they figured because I was going
to get so many 'phone calls, that they did not want to bother me. Well, it
seems that they all felt that way, so I didn't get many 'phone calls. Because
of this experience, I suggest that those who know someone who has had a trauma,
who has been through a crisis, should give them a call, let them know you
care and that you are there, if they need you. If they do not want to talk
at that time, they will tell you. They may even be rude or hang up, but remember
that they will not be their normal selves, that this behaviour is the result
of the trauma.
WE TEND TO FORGET THAT, AFTER AN ACCIDENT,
THE FLIGHT ATTENDANTS AND CREW ARE NOT RESCUERSBUT VICTIMS
One of the biggest problems we have in post traumatic
stress right now is that we tend to forget that, after an accident has occurred,
the flight attendants and the crew are not rescuers, they are victims. And
the need to treat post traumatic stress begins with them at the same time
it does for the surviving passengers. In our particular case, we flight crew
members were definitely victims because we were trapped in the wreckage.
Rescuers initially ignored the separated cockpit
because it had been compressed to a waist-high section of wreckage and looked
like an uninhabitable piece of junk. When we were discovered inside and alive
after 35 minutes by guardsmen of the 1 85th Air National Guard, however,
they pried us out - very carefully because the four of us were confined in
a small area and had a wide range of injuries.
Records broke both hips, eight ribs and a toe,
and suffered numerous bruises and contusions. Dvorak suffered a shattered
right ankle, multiple bruises and contusions; he has three pins in his right
leg, his ankle is aimed a little bit off to the right, he has a permanent
limp and will eventually have to have the ankle fused. Fitch suffered multiple
bruises, contusions, a broken rib, internal injuries, a severed nerve in
his right hand, a broken right arm and a dislocated left shoulder. I was
relatively uninjured, suffering a slight cut on my right ankle, bruises,
contusions and a black eye; I had no broken bones but needed 92 stitches
to close lacerations on my head. Records, Dvorak and I were back at work
approximately three months later; Fitch, with the most serious injuries of
the flight crew, was back in approximately 11 months.
Of the flight attendants, one was killed. The
rest suffered varying degrees of injuries, but they eventually returned to
work. Right after the crash, they continued to do their job. Fortunately,
the emergency services at Sioux City recognized that they were victims also
and quickly relieved them.
Luck, communications, preparation, execution and
co-operation - these five factors will not guarantee survival during a serious
in-flight emergency. It is regrettable that 111 passengers and one flight
attendant did not survive the crash landing at Sioux City, and my deepest
sympathies go to their families and friends. However, when the five factors
involved in training for emergencies can act in concert as they did in our
case, they can make the difference between a complete catastrophe and a
About the Author
Captain Alfred C. Haynes has been a line pilot for United Airlines since
he began work with the Company in February 1956. He has logged 29,967 hours
of flight time, of which 7190 are in the McDonnell Douglas DC-10. He holds
an Airline Transport Pilot certificate with type ratings in the DC-10 and
the Boeing 727.
Haynes was initially trained in the DC-10 as a first officer and completed
this training early in 1976. He became type rated in the aircraft in 1983.
He served as a Boeing 727 Captain between 1985 and 1987, after which he was
requalified as a DC-10 Captain and has flown that aircraft ever since.